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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| FL | RA | APPROVED | 2016-09-23 |
Branch Locations
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Miami | FL | 05/2007 | 09/2016 |
| Morgan Stanley | Miami | FL | 09/2016 | 05/2017 |
| Morgan Stanley | Miami | FL | 05/2017 | Present |
1. Cmigos Plumbing LLC; Not Investment related; Miami, FL; Construction - plumbing; director. (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 0; added on my husband's company as a security measure *555159 - Dynamic Plumbing and Design Inc; Investment related: No; Miami, Florida; Construction/Engineering; Officer (proprietor, partner, officer, director, employee, trustee, agent); 06/2023; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-13 |
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