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George David Mooter

Stifel, Nicolaus & Company, Incorporated

Dublin, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-03-24
  • OH RA
    APPROVED
    Since 2009-03-24

Branch Locations

6636 Longshore Street Suite 280, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Columbus OH 03/2009 Present
  • 03/2009 → Present
    Stifel Nicolaus & Co Inc
    Columbus, OH
Previous Registrations
Other Businesses

1. Notary Public; 3142 Overton Way Reynoldsburg OH 43068; Notary; 07/21/2011; 1 hr/month; During security trading hours; Not Investment-Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-09-28
  • S63 Uniform Securities Agent State Law Examination
    2007-09-28

View on SEC IAPD

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