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Hina Khan Class

Rbc Capital Markets, LLC

Chicago, IL

Chicago, IL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-09
VI RA APPROVED 2026-06-23
TX RA APPROVED 2026-06-16
  • IL RA
    APPROVED
    Since 2026-07-09
  • VI RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services The Woodlands TX 08/2011 06/2026
Ubs Bank Usa Houston TX 08/2011 02/2025
Rbc Capital Markets, Llc Chicago IL 06/2026 Present
  • 08/2011 → 06/2026
    Ubs Financial Services
    The Woodlands, TX
  • 08/2011 → 02/2025
    Ubs Bank Usa
    Houston, TX
  • 06/2026 → Present
    Rbc Capital Markets, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-21
S63 Uniform Securities Agent State Law Examination 2003-06-20
  • S66 Uniform Combined State Law Examination
    2012-02-21
  • S63 Uniform Securities Agent State Law Examination
    2003-06-20
Other Names
  • Maryam Hina Khan

View on SEC IAPD

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