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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| CT | RA | APPROVED | 2019-12-02 |
Branch Locations
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kolbrenner & Alexander, Llc | Greenwich | CT | 09/1989 | 12/2019 |
| Us Financial Advisors, Llc | Braintree | MA | 06/2003 | 12/2019 |
| Lpl Financial, Llc | Greenwich | CT | 12/2011 | 12/2019 |
| Commonwealth Financial Network | Waltham | MA | 12/2019 | Present |
| Holbrook Wealth Advisors | Stamford | CT | 12/2019 | Present |
1.Fixed insurance sales; as of 12/02/2019; Approximately 5% of time spent during securities trading hours per month; Conducted at branch location; Investment related. 2.Tax Preparation and general accounting, Kolbrenner & Alexander, LLC ; as of 12/02/2019; Approximately 40% Time spent during securities trading hours per month; conducted at branch location; Not investment related. 3. Co-Owner of rental property located in Tel Aviv, Israel, as of 05/01/2021; 0% time spent during business hours; Not conducted at branch location; Investment related. 4. Owner, Sadec Financial Services, LLC; a private entity established for personal tax purposes; as of 01/01/2013; Less than 5% of time spent during business hours; Conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-11 |
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