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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
CT RA APPROVED 2019-12-02
  • TX RA
    APPROVED
    Since 2026-03-24
  • CT RA
    APPROVED
    Since 2019-12-02

Branch Locations

Stamford, CT • United States

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kolbrenner & Alexander, Llc Greenwich CT 09/1989 12/2019
Us Financial Advisors, Llc Braintree MA 06/2003 12/2019
Lpl Financial, Llc Greenwich CT 12/2011 12/2019
Commonwealth Financial Network Waltham MA 12/2019 Present
Holbrook Wealth Advisors Stamford CT 12/2019 Present
  • 09/1989 → 12/2019
    Kolbrenner & Alexander, Llc
    Greenwich, CT
  • 06/2003 → 12/2019
    Us Financial Advisors, Llc
    Braintree, MA
  • 12/2011 → 12/2019
    Lpl Financial, Llc
    Greenwich, CT
  • 12/2019 → Present
    Waltham, MA
  • 12/2019 → Present
    Holbrook Wealth Advisors
    Stamford, CT
Previous Registrations
  • 2003-06-09 → 2019-12-02
    U.S. Financial Advisors
    Greenwich, CT
    Stamford, CT
Other Businesses

1.Fixed insurance sales; as of 12/02/2019; Approximately 5% of time spent during securities trading hours per month; Conducted at branch location; Investment related. 2.Tax Preparation and general accounting, Kolbrenner & Alexander, LLC ; as of 12/02/2019; Approximately 40% Time spent during securities trading hours per month; conducted at branch location; Not investment related. 3. Co-Owner of rental property located in Tel Aviv, Israel, as of 05/01/2021; 0% time spent during business hours; Not conducted at branch location; Investment related. 4. Owner, Sadec Financial Services, LLC; a private entity established for personal tax purposes; as of 01/01/2013; Less than 5% of time spent during business hours; Conducted at branch; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-30
S63 Uniform Securities Agent State Law Examination 2002-12-11
  • S65 Uniform Investment Adviser Law Examination
    2003-05-30
  • S63 Uniform Securities Agent State Law Examination
    2002-12-11
Designations

View on SEC IAPD

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