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40 Wall Street Floor 28, New York, NY 10005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-20 |
| TX | RA | APPROVED | 2019-02-27 |
Branch Locations
North Miami Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | New York | NY | 06/2016 | 01/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2016 | 01/2019 |
| Old Slip Capital Management, Inc | New York | NY | 01/2019 | Present |
| Old Slip Registered Investment Advisors, Llc | New York | NY | 05/2016 | Present |
1.ITF ENHANCING HUMAN SECURITY USA, 2001 K ST NW STE 400, WASHINGTON, DC 20006, 4/2018, CHAIRMAN OF NON-PUBLIC ENTITY, NIR, 10HRS/MONTHLY, OHRS/TRADING 2.OLD SLIP BENEFITS AND INSURANCE SERVICES, LLC; LICENSED INSURANCE AGENT 3.OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC; RIA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-14 |
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