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Inactive

John Anagnos

Aetolia Capital LLC

Hockessin, DE

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Current Employers
Aetolia Capital Llc

Hockessin, DE • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-17
PA RA APPROVED 2017-08-09
DE RA APPROVED 2017-07-14
  • TX RA
    APPROVED_RES
    Since 2021-04-17
  • PA RA
    APPROVED
    Since 2017-08-09
  • DE RA
    APPROVED
    Since 2017-07-14

Branch Locations

Hockessin, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Pensylvania PA 07/2013 07/2017
Aetolia Capital, Llc Hockessin DE 07/2017 Present
  • 07/2013 → 07/2017
    Oppenheimer & Co
    Pensylvania, PA
  • 07/2017 → Present
    Aetolia Capital, Llc
    Hockessin, DE
Previous Registrations
  • 2013-07-19 → 2017-07-17
    Oppenheimer & Co. Inc.
    Philadelphia, PA
  • 2009-06-01 → 2013-08-07
    Morgan Stanley
    Greenville, DE
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wilmington, DE
    Greenville, DE
  • 2003-04-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wilmington, DE
    Wilmington, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-18
  • S66 Uniform Combined State Law Examination
    2000-12-18

View on SEC IAPD

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