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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-24 |
| PA | RA | APPROVED | 2026-03-19 |
| NJ | RA | APPROVED | 2026-03-18 |
Branch Locations
900 E Indiantown Rd. Ste. 305, Jupiter, FL 33477 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paolini & Scout, Llc | Medford Lakes | NJ | 07/1999 | 06/2023 |
| Fsc Securities Corporation | Medford Lakes | NJ | 08/2010 | 07/2019 |
| Paolini Advisors, Llc | Medford Lakes | NJ | 07/2009 | 12/2021 |
| Lpl Financial, Llc | Medford | NJ | 08/2019 | Present |
| Independent Advisor Alliance | Charlotte | NC | 03/2026 | Present |
| Pfg Tax Services | Medford | NJ | 06/2023 | Present |
1) 10/5/2020 - Paolini Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/30/2020 - 20 Hours Per Month/20 Hours During Securities Trading. 2) 5/25/2021 - No Business Name - Investment Related - 152 Himmelein Rd, Suite 400, Medford, NJ 08055 - Real Estate Rental - Start Date: 9/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Personally purchased our office building and now leasing the office. 3) 1/24/2022 - PFG Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/17/2022 - 30 Hours Per Month During Securities Trading. 4) 12/04/2024 - PFG Tax Services, LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 08/07/2024 - 10 hours per month/ 1 hour during trading 5) 03/20/2026-Independence Advisor Alliance- Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/17/2026- 40 hours per month/ 40 during trading - I provide investment advisory services through Independence Advisor Alliance, an independent investment advisor firm. I started this business activity in 02/17/2026. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 6) 03/23/2026 - Paolini Financial Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/17/2026- 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-02 |
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