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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-24
PA RA APPROVED 2026-03-19
NJ RA APPROVED 2026-03-18
  • FL RA
    APPROVED
    Since 2026-03-24
  • PA RA
    APPROVED
    Since 2026-03-19
  • NJ RA
    APPROVED
    Since 2026-03-18

Branch Locations

900 E Indiantown Rd. Ste. 305, Jupiter, FL 33477 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Paolini & Scout, Llc Medford Lakes NJ 07/1999 06/2023
Fsc Securities Corporation Medford Lakes NJ 08/2010 07/2019
Paolini Advisors, Llc Medford Lakes NJ 07/2009 12/2021
Lpl Financial, Llc Medford NJ 08/2019 Present
Independent Advisor Alliance Charlotte NC 03/2026 Present
Pfg Tax Services Medford NJ 06/2023 Present
  • 07/1999 → 06/2023
    Paolini & Scout, Llc
    Medford Lakes, NJ
  • 08/2010 → 07/2019
    Fsc Securities Corporation
    Medford Lakes, NJ
  • 07/2009 → 12/2021
    Paolini Advisors, Llc
    Medford Lakes, NJ
  • 08/2019 → Present
    Lpl Financial, Llc
    Medford, NJ
  • 03/2026 → Present
    Independent Advisor Alliance
    Charlotte, NC
  • 06/2023 → Present
    Pfg Tax Services
    Medford, NJ
Previous Registrations
  • 2010-08-23 → 2019-09-04
    Fsc Securities Corporation
    Medford, NJ
    Atlanta, GA
  • 2007-08-13 → 2010-08-18
    National Planning Corporation
    Marlton, NJ
    Medford Lakes, NJ
  • 2004-03-24 → 2007-08-16
    Walnut Street Securities, Inc.
    Medford Lakes, NJ
    Medford Lakes, NJ
Other Businesses

1) 10/5/2020 - Paolini Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/30/2020 - 20 Hours Per Month/20 Hours During Securities Trading. 2) 5/25/2021 - No Business Name - Investment Related - 152 Himmelein Rd, Suite 400, Medford, NJ 08055 - Real Estate Rental - Start Date: 9/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Personally purchased our office building and now leasing the office. 3) 1/24/2022 - PFG Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/17/2022 - 30 Hours Per Month During Securities Trading. 4) 12/04/2024 - PFG Tax Services, LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 08/07/2024 - 10 hours per month/ 1 hour during trading 5) 03/20/2026-Independence Advisor Alliance- Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/17/2026- 40 hours per month/ 40 during trading - I provide investment advisory services through Independence Advisor Alliance, an independent investment advisor firm. I started this business activity in 02/17/2026. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 6) 03/23/2026 - Paolini Financial Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/17/2026- 40 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-01
S63 Uniform Securities Agent State Law Examination 2002-12-02
  • S65 Uniform Investment Adviser Law Examination
    2003-10-01
  • S63 Uniform Securities Agent State Law Examination
    2002-12-02
Other Names
  • Robert John Paolini

View on SEC IAPD

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