Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-26
WA RA APPROVED 2013-10-02
  • TX RA
    APPROVED_RES
    Since 2018-08-26
  • WA RA
    APPROVED
    Since 2013-10-02

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Seattle WA 08/2013 Present
  • 08/2013 → Present
    Ubs Financial Services
    Seattle, WA
Previous Registrations
Other Businesses

Women's Business Exchange / WBE of Puget Sound Seattle,WA 98149 / Other/ Education / http://www.wbex.org/our-work / Member of a committee with management or supervisory functions / / Programs Committee Chair / Start Date Non-Profit / Occassionally 2/1/16 The Youth Development Project Inc / c/o Zack Alcyone Wesport,CT 06880-5109 / Charity / Education / The purposes of The Youth Development Project, Inc. include: (i) to promote the education of disadvantaged children in India by providing them with books, uniforms, instruction and other items and services useful to their education; (ii) to promote the health and welfare of disadvantaged children in India by providing them with food, clothing, medicine, and other items and services useful to their health and welfare; (iii) to receive and allocate contributions, within the discretion of the board of directors, to promote the above activities by organizations organized and operated exclusively for charitable or educational purposes. / Member of Board of directors / Oversight, stewardship to donors. / Start Date 8/1/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-02
  • S66 Uniform Combined State Law Examination
    2013-10-02
Other Names
  • Shoba Padmagiriswaran
  • Shoba Padmagiriswaran

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor