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10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securrities Llc | Newport Beach | CA | 06/2014 | 04/2019 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 04/2019 | 09/2023 |
| Advisors Capital Management | Ridgewood | NJ | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-01 |
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