Robert W Dalie

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-17
TX	RA	APPROVED	2025-06-17

CA RA
APPROVED

Since 2025-06-17
TX RA
APPROVED

Since 2025-06-17

Branch Locations

1000 Town Center Dr. Suite 450, Oxnard, CA 93030 • United States

15303 Ventura Blvd. Suite 1520, Sherman Oaks, CA 91403 • United States

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Los Angeles	CA	01/2003	06/2025
Stifel, Nicolaus & Company, Incorporated	Sherman Oaks	CA	06/2024	Present

01/2003 → 06/2025

Oppenheimer & Co. Inc.

Los Angeles, CA
06/2024 → Present

Stifel, Nicolaus & Company, Incorporated

Sherman Oaks, CA

Previous Registrations

2005-08-04 → 2025-06-20

Oppenheimer & Co. Inc.

Los Angeles, CA

Los Angeles, CA

La Canada Flintridge, CA

Other Businesses

1. Rental Property; 755 Tehama Big Bear, CA 62315; Rental Cabin, vacation home I have listed on Airbnb. I have a property manger run it; I rent it out about 45 days a year, I own this 100%; Rental property; 12/01/2023; 20hrs/yr; Not during securities trading hours; Investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-07-13
S63	Uniform Securities Agent State Law Examination	2001-04-20

S65 Uniform Investment Adviser Law Examination

2001-07-13
S63 Uniform Securities Agent State Law Examination

2001-04-20

Designations

Other Names

Robert Walter Olsen

View on SEC IAPD