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Alzena Saleem

Galaria Capital Management, LLC

Naperville, IL

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Current Employers
Galaria Capital Management, Llc

Naperville, IL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-14
VA RA APPROVED 2014-11-13
MI RA APPROVED 2011-01-14
IL RA APPROVED 2011-01-13
  • TX RA
    APPROVED_RES
    Since 2020-04-14
  • VA RA
    APPROVED
    Since 2014-11-13
  • MI RA
    APPROVED
    Since 2011-01-14
  • IL RA
    APPROVED
    Since 2011-01-13

Branch Locations

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galaria Capital Management, Llc Aurora IL 04/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-04
S63 Uniform Securities Agent State Law Examination 2000-11-08
  • S65 Uniform Investment Adviser Law Examination
    2010-11-04
  • S63 Uniform Securities Agent State Law Examination
    2000-11-08
Designations
Other Names
  • Alzena Galaria

View on SEC IAPD

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