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Brian Scott Thomas

Southland Equity Partners, LLC.

Makawao, HI

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Current Employers
Southland Equity Partners, Llc.

Wildwood, MO • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2014-09-17
  • HI RA
    APPROVED
    Since 2014-09-17

Branch Locations

Makawao, HI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Makawao HI 08/2003 Present
Southland Equity Partners Makawao HI 09/2014 Present
  • 08/2003 → Present
    Fsc Securities Corporation
    Makawao, HI
  • 09/2014 → Present
    Southland Equity Partners
    Makawao, HI
Previous Registrations
  • 2003-08-08 → 2022-12-31
    Fsc Securities Corporation
    Kahului, HI
    Makawao, HI
  • 1999-01-29 → 2003-08-19
    Wailuku, HI
Other Businesses

1)INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; 2) INVESTMENT ADVISORY SERVICES, FAIR WINDS WEALTH MANAGEMENT, 33 LONO AVE SUITE 450 KAHULUI HI 96732; YES, OWNER, 01/28/2011, 160HRS, 120HRS, MANAGE CLIENT ACCOUNTS WHICH INCLUDES CURRENT AND PERSPECTIVE HOLDINGS. 3) SOUNDVIEW TRUST LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2019 ADDRESS: 19299 Augusta Ave NE, Suquamish WA 98392, United States DESCRIPTION: Member of 4 person LLC. Read emails/respond if needed 4) SOUTHLAND EQUITY PARTNERS POSITION: Advisor NATURE: Registered Investment Advisor (RIA). INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 50 START DATE: 02/01/2016 ADDRESS: 843 Maikai St, Makawao HI 96768, United States DESCRIPTION: Manage fee based client accounts using tactical/mechanical process. 5) DISCOUNT CAR RENTAL CORPORATION POSITION: Agent NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2022 ADDRESS: PO Box 2344, Kihei HI 96753, United States DESCRIPTION: No active duties or tasks.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-09
S65 Uniform Investment Adviser Law Examination 1998-10-09
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
  • S65 Uniform Investment Adviser Law Examination
    1998-10-09

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