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Timothy Carter Harper

Zacks Investment Management, Inc.

Chicago, IL

Maitland, FL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2009-04-23
FL RA APPROVED 2009-04-22
  • KY RA
    APPROVED
    Since 2009-04-23
  • FL RA
    APPROVED
    Since 2009-04-22

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Maitland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zacks Investment Management Chicago IL 03/2009 Present
Lbmz Securities, Inc. Chicago IL 03/2015 Present
  • 03/2009 → Present
    Zacks Investment Management
    Chicago, IL
  • 03/2015 → Present
    Lbmz Securities, Inc.
    Chicago, IL
Previous Registrations
  • 2003-09-11 → 2009-03-24
    Ameriprise Advisor Services, Inc.
    Louisville, KY
    Louisville, KY
  • 2002-10-30 → 2003-09-10
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-10-29
S66 Uniform Combined State Law Examination 2001-01-16
  • S63 Uniform Securities Agent State Law Examination
    2015-10-29
  • S66 Uniform Combined State Law Examination
    2001-01-16

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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