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Matthew Alan Gray

Wells Fargo Clearing Services, LLC

Dublin, OH

Indianapolis, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-11-19
TX RA APPROVED_RES 2014-12-23
OH RA APPROVED 2003-06-25
  • IN RA
    APPROVED
    Since 2020-11-19
  • TX RA
    APPROVED_RES
    Since 2014-12-23
  • OH RA
    APPROVED
    Since 2003-06-25

Branch Locations

6515 Longshore Loop Ste 200, Dublin, OH 43017 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbus OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbus OH 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    2000-12-05

View on SEC IAPD

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