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Antonio Shui Wai Kwok

Ak Global Asset Management, LLC

Oakland, CA

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Current Employers
Ak Global Asset Management, Llc

1300 Clay Street Suite 600, Oakland, CA 94612 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-17
  • CA RA
    APPROVED
    Since 2026-02-17

Branch Locations

1300 Clay Street Suite 600, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ak Global Asset Management, Llc Oakland CA 09/2005 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-05
S63 Uniform Securities Agent State Law Examination 2000-12-11
  • S66 Uniform Combined State Law Examination
    2001-03-05
  • S63 Uniform Securities Agent State Law Examination
    2000-12-11
Other Names
  • Anthony Shui Kwok
  • Shui Wai Kwok
  • Shui Shui Kwok
  • Antonio Shui Kwok

View on SEC IAPD

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Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

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