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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investment Distributors Inc | Boston | MA | 07/2016 | Present |
Name of Activity: Nicsa Board of Directors; Date Activity Started/Modified/Ended: 10/28/2024; Type of Activity: Field is Blank!; Role/Relationship: Board Of Directors; Responsibilities: Leadership, Governance, and Oversight; quarterly board meetings; and serve on a Board governance committee and/or act as the Advisor to one of our event, topic or advisory committees.; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-07 |
| S66 | Uniform Combined State Law Examination | 2000-11-28 |
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