Brent Dean Hoppe

Current Employers

Guardian Wealth Strategies, Llc

6465 Wayzata Blvd Ste 230, Minneapols, MN 55426 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-09

TX RA
APPROVED_RES

Since 2020-03-09

Branch Locations

6465 Wayzata Blvd Ste 230, Minneapols, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Wealth Strategies, Llc	Minneapolis	MN	07/2013	Present
Guardian Tax L. L. C.	Minneapolis	MN	12/2013	Present
University Investment Advisors, Llc	Minneapolis	MN	01/2015	Present
Guardian Insurance Solutions, Llc	Minneapolis	MN	06/2018	Present

07/2013 → Present

Guardian Wealth Strategies, Llc

Minneapolis, MN
12/2013 → Present

Guardian Tax L. L. C.

Minneapolis, MN
01/2015 → Present

University Investment Advisors, Llc

Minneapolis, MN
06/2018 → Present

Guardian Insurance Solutions, Llc

Minneapolis, MN

Previous Registrations

2006-02-14 → 2007-09-24

Tiaa-Cref Individual & Institutional Services, Llc

Bloomington, MN

Bloomington, MN

Other Businesses

Guardian Insurance Solutions, LLC; investment related; Minneapolis, MN; Insurance agency; indirect owner; start date 12/2013; Less than 0% of time. Guardian Tax L.L.C.; non-investment related; Minneapolis, MN; Tax company; indirect owner; 10% of time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-28
S63	Uniform Securities Agent State Law Examination	2000-12-08

S65 Uniform Investment Adviser Law Examination

2005-12-28
S63 Uniform Securities Agent State Law Examination

2000-12-08

View on SEC IAPD