Matthew William Davoust Whall

Current Employers

Employment History

• 06/2015 → 11/2019
  First Trust Advisors L.P.
  Wheaton, IL
• 06/2015 → 11/2019
  First Trust Portfolios L.P.
  Wheaton, IL
• 11/2021 → 09/2022
  The Leaders Group Inc
  Littleton, CO
• 11/2019 → 11/2021
  Unemployed
  San Francisco, CA
• 09/2022 → Present
  Touchstone Securities
  Cincinnati, OH
• 09/2022 → Present
  Ifs Financial Services, Inc.
  Cincinnati, OH

Previous Registrations

• 2021-11-08 → 2022-08-11
  Tlg Advisors, Inc.
  San Francisco, CA
  Summit, NJ
• 2015-07-02 → 2019-11-27
  First Trust Advisors Lp
  San Francisco, CA
  Wheaton, IL
• 2010-11-09 → 2015-06-24
  Neuberger Berman Bd Llc
  San Francisco, CA
• 2002-09-09 → 2010-11-02
  Nuveen Fund Advisors, Llc
  Chicago, IL

Other Businesses

1) Name: Wineluv; Not investment related: Address: 2 Townsend St, Bldg 3, Apt 106, San Francisco, CA 94107; Nature: wine events/tastings; Position/title: Partner; start date - 7/1/23; Appr. 15 hours/month; 0 during securities trading hours; Duties: promote wine tastings 1x/month, secure venues, secure wineries 2) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 3) Big Heart Trivia PBC; investment related; 50 Woodside Plaza #750 Redwood City, CA 94061; Trivia/Gaming app partnering with non-profit orgs; Investor; start date: 3/31/25; 0 hours/month; 0 during securities trading hours; Only an investor, no duties. I do no receive compensation from selling future shares of this company. This is purely an investment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-05
• S63 Uniform Securities Agent State Law Examination
  2001-03-05

Other Names

• Matthew W.D. Whall
• Matt Whall