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6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2022-01-19 |
Branch Locations
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
1800 City Farm Drive Bldg 4 Suite A, Baton Rouge, LA 70806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Wealth Advisors, Llc | Baton Rouge | LA | 08/2009 | 03/2020 |
| Arete Wealth Management Llc | Baton Rouge | LA | 10/2009 | 03/2020 |
| Axxcess Wealth Management, Llc | Baton Rouge | LA | 07/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-05 |
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