Best Investors Account Sign in

Shawn Peter Nolan

Wells Fargo Clearing Services, LLC

New York, NY

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-02
TX RA APPROVED 2023-03-02
  • NY RA
    APPROVED
    Since 2023-03-02
  • TX RA
    APPROVED
    Since 2023-03-02

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 07/2015 02/2023
Wells Fargo Clearing Services, Llc. New York NY 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-20
S63 Uniform Securities Agent State Law Examination 2001-08-02
  • S66 Uniform Combined State Law Examination
    2015-08-20
  • S63 Uniform Securities Agent State Law Examination
    2001-08-02
Other Names
  • Shawn P. Nolan
  • Shawn P Nolan

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor