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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-12-13 |
Branch Locations
201 South Broad Street, Suite 311, Lancaster, OH 43130 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 02/2009 | 01/2017 |
| Lincoln Investment | Lancaster | OH | 01/2017 | Present |
KAYS FINANCIAL SERVICES, LLC POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/15/2019 ADDRESS: 14880 State Route 13, Thornville OH 43076, United States DESCRIPTION: I opened this company name to use as a dba in the future for marketing locally as an advisor for Lincoln Investment. The company does remain in an active status currently, however, it is not yet being used or marketed in anyway to the public. Northern Local School District Position: Assistant Varsity Girls Soccer Coach Nature: Sports Investment Related: No Hours: 28 Securities Trading Hours: 12 Start Date: 8/1/2025 Address: 8725 Sheridan Rd Thornville, Ohio 43076 Description: Assisting the Girls Varsity Head Coach with coaching related duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-25 |
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