David Jason Dugger

Current Employers

Employment History

• 05/2000 → Present
  Westbrooks, Dugger, & Westbrooks
  Richardson, TX
• 09/2013 → 10/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2016 → 10/2018
  Summit National Partners, Llc
  Dallas, TX
• 10/2018 → Present
  Kestra Investment Services, Llc.
  Richardson, TX
• 10/2018 → Present
  Kestra Advisory Services, Llc.
  Richardson, TX

Previous Registrations

• 2013-09-03 → 2018-10-18
  Cetera Wealth Services, Llc
  Richardson, TX
• 2008-01-03 → 2013-09-03
  Walnut Street Securities, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 10/18/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Advisory Name: WDW Financial, Westbrooks Dugger & Westbrooks Financial Investment Related: Yes Address: 2600 N Central Expy #575 Richardson TX 75080 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 5/1/2000 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisor, financial planner, firm leader Name: ADJUNCT PROFESSOR AT UNIVERSITY OF NORTH TEXAS POSITION: Adjunct professor NATURE: Teaching INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2024 ADDRESS: 2204 W Prairie St, Denton TX 76201 DESCRIPTION: Adjunct professor Name: WDW TAX SERVICES POSITION: Owner of WDW Financial, which owns WDW Tax Services, LLC. NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No, # OF HOURS: 2 SECURITIES TRADING HOURS: 3 START DATE: 02/20/2025 ADDRESS: 2600 N Central Expy, Ste 575, Richardson TX 75080, United States DESCRIPTION: As an owner of WDW Financial, I will be involved directly and indirectly in the leadership and management of WDW TaxServices, LLC.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-12-05
• S65 Uniform Investment Adviser Law Examination
  1999-12-28

Designations