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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-19
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2022-09-19
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Bellevue WA 08/2008 Present
Wells Fargo Advisors Llc Bellevue WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bellevue WA 11/2016 Present
  • 08/2008 → Present
    Wells Fargo Bank, N.A.
    Bellevue, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Bellevue, WA
  • 11/2016 → Present
    Bellevue, WA
Previous Registrations
  • 2008-09-12 → 2011-01-03
    Wells Fargo Investments, Llc
    Bellevue, WA
  • 2007-05-29 → 2008-07-29
    Seattle, WA
  • 2002-04-12 → 2007-05-29
    Citicorp Investment Services
    Seattle, WA
    Seattle, WA
Other Businesses

RENTAL PROPERTY, INV RELATED, SEATTLE, WA, 100% OWNERSHIP, START 9/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY; INV RELATED; COPALIS BEACH, WA; 100% OWNERSHIP; START: 1/1/2025; 1 HOUR A MONTH; 0 HOURS DURING TRADING; BEACH HOUSE RENTAL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-09
  • S66 Uniform Combined State Law Examination
    2000-11-09

View on SEC IAPD

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