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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-21 |
| CT | RA | APPROVED | 2019-06-10 |
Branch Locations
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mizuho Securities Usa Inc | New York | NY | 06/2015 | 03/2018 |
| Unemployed | Darien | CT | 03/2018 | 04/2019 |
| Morgan Stanley | Stamford | CT | 05/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2019 | Present |
1.*480230- Trust ; Investment related -Yes; Middletown, Rhode Island; Successor Trustee ; 02/2020; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-07 |
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