Robert Craig Brantley

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
AL	RA	APPROVED	2016-07-12

TX RA
APPROVED_RES

Since 2021-03-08
AL RA
APPROVED

Since 2016-07-12

Branch Locations

Orange Beach, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Orange Beach	AL	08/2000	Present
Capstone Financial Group	Orange Beach	AL	07/2016	Present
Principal Securities Inc	Orange Beach	AL	03/2016	Present

08/2000 → Present

Principal Life Insurance Company

Orange Beach, AL
07/2016 → Present

Capstone Financial Group

Orange Beach, AL
03/2016 → Present

Principal Securities Inc

Orange Beach, AL

Other Businesses

***UNITED HEALTH CARE. INSURANCE SALES. EFFECTIVE 5/25/10. NOT INVESTMENT RELATED. ***OUTSIDE INSURANCE - HEALTH INSURANCE. 08/21/2013. BROKER ***Fixed Insurance, Fixed life, fixed annuities, DI and LTC, 11/01/16.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-05-07
S63	Uniform Securities Agent State Law Examination	2000-10-30

S65 Uniform Investment Adviser Law Examination

2014-05-07
S63 Uniform Securities Agent State Law Examination

2000-10-30

Other Names

Robert Craig Brantley
Robert Craig Brantley, Ricp
Robert Craig Brantley Ricp

View on SEC IAPD