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Doris Neyra

Ubs Financial Services Inc.

Miami, FL

Surfside, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-06-07
FL RA APPROVED 2021-02-08
  • MI RA
    APPROVED
    Since 2021-06-07
  • FL RA
    APPROVED
    Since 2021-02-08

Branch Locations

100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States

Surfside, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Miami FL 02/2006 01/2021
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 01/2021
Ubs Financial Services Inc. Miami FL 01/2021 Present
Previous Registrations
Other Businesses

118 Gillis LLC, Proprietor / owner, Manage expenses and upkeep, start date-12/1/2023, property in Michigan.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-31
  • S66 Uniform Combined State Law Examination
    2001-10-31
Designations
Other Names
  • Doris Pressl

View on SEC IAPD

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