Stephan F. Diol

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2009-01-02
TX	RA	APPROVED	2009-01-02

IL RA
APPROVED

Since 2009-01-02
TX RA
APPROVED

Since 2009-01-02

Branch Locations

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Barrington	IL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Barrington	IL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Barrington, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Barrington, IL

Previous Registrations

2000-01-20 → 2009-01-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Crystal Lake, IL

Deer Park, IL

Other Businesses

ASPEN GROVE HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; WAUCONDA, IL; PRESIDENT; START DATE 08/01/2024; 1 HR MONTH; 0 HRS DURING TRADING; ATTENDING MEETINGS TO DISCUSS LANDSCAPING, HOSTING A BLOCK PARTY, EASTER EGG HUNT, AND NEIGHBORHOOD YARD SALE. RENTAL PROPERTY - 15 ; INV RELATED;HILTON HEAD ISLAND,SC; 50% OWNERSHIP; START DATE: 05/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-10-25

S66 Uniform Combined State Law Examination

1999-10-25

Other Names

Steve F Diol

View on SEC IAPD