Suzanne Nicholson

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-14
NJ	RA	APPROVED	2014-03-28

TX RA
APPROVED_RES

Since 2021-12-14
NJ RA
APPROVED

Since 2014-03-28

Branch Locations

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Paramus	NJ	03/2014	Present

03/2014 → Present

Morgan Stanley

Paramus, NJ

Previous Registrations

2009-12-21 → 2014-03-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ
2007-07-19 → 2009-06-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ
2003-07-16 → 2007-07-09

Wells Fargo Clearing Services, Llc

Summit, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-27
S63	Uniform Securities Agent State Law Examination	1999-09-10

S65 Uniform Investment Adviser Law Examination

2003-05-27
S63 Uniform Securities Agent State Law Examination

1999-09-10

Other Names

Suzanne Dietz
Suzanne Deitz

View on SEC IAPD

More in Paramus, NJ

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