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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2008-03-25
  • MD RA
    APPROVED
    Since 2008-03-25

Branch Locations

Hollywood, MD • United States

25484 Point Lookout Rd Unit 302B, Leonardtown, MD 20650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance California MD 12/2007 Present
Mml Investors Services Inc California MD 12/2007 Present
  • 12/2007 → Present
    Mass Mutual Life Insurance
    California, MD
  • 12/2007 → Present
    Mml Investors Services Inc
    California, MD
Other Businesses

1) NAME: CHRISTOPHER KING, INV REL: Y ADDR: 43415 SUNNY RIDGE LANE, HOLLYWOOD, MD 20636 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE:11/2007 NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10 DUTIES: LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, VARIOUS CARRIERS OF DISABILITY AND LONG -TERM CARE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-11
S63 Uniform Securities Agent State Law Examination 2004-08-27
  • S65 Uniform Investment Adviser Law Examination
    2008-01-11
  • S63 Uniform Securities Agent State Law Examination
    2004-08-27
Other Names
  • Chris King

View on SEC IAPD

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