Scott R Luecke

Current Employers

Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2013-06-06
IL	RA	APPROVED	2012-11-14
IN	RA	APPROVED	2012-11-14

KY RA
APPROVED

Since 2013-06-06
IL RA
APPROVED

Since 2012-11-14
IN RA
APPROVED

Since 2012-11-14

Branch Locations

222 Indianapolis Blvd Suite 201, Schererville, IN 46375 • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hammer Financial Group, Inc (D.b.a. For Advisory Business)	Schererville	IN	01/2005	Present
Mercap Securities, Llc	Berwyn	PA	11/2012	11/2020
C2P Capital Advisory Group Dba Prosperity Capital Advisors	Westlake	OH	11/2012	Present
Innovation Partners Llc	Charlotte	NC	10/2020	Present

01/2005 → Present

Hammer Financial Group, Inc (D.b.a. For Advisory Business)

Schererville, IN
11/2012 → 11/2020

Mercap Securities, Llc

Berwyn, PA
11/2012 → Present

C2P Capital Advisory Group Dba Prosperity Capital Advisors

Westlake, OH
10/2020 → Present

Innovation Partners Llc

Charlotte, NC

Previous Registrations

2011-10-03 → 2012-11-06

Cl Wealth Management Llc

Schaumburg, IL
2008-07-07 → 2011-09-30

Workman Securities Corporation

Schererville, IN

Schererville, IN

Eden Prairie, MN

Other Businesses

1. NAME OF BUSINESS:HAMMER FINANCIAL GROUP, 222 INDIANAPOLIS BLVD. SUITE 201, SCHERERVILLE, IN 46375. 219-864-8266 X12. EMAIL:SCOTT.LUECKE@HAMMERFINANCIALGROUP.COM. THIS IS A CORPORATION. NATURE OF BUSINESS:SALE OF FIXED PRODUCTS, TAX PREPARATION, MEDICARE SUPPLEMENTS. IS THIS BUSINESS INVESTMENT RELATED:YES. TITLE:FINANCIAL ADVISOR. DUTIES:ASSESS FINANCIAL GOALS AND NEEDS, REVIEWS, FIXED PRODUCT SALES. APPROX. # OF HOURS PER MONTH DEVOTED TO THIS ACTIVITY:20. # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:20. DATE STARTED:1/2005. FINANCIAL INTEREST IN THIS BUSINESS:NO. HOW COMPENSATED:COMMISSIONS. 2. PROSPERITY CAPITAL ADVISORS, 25651 DETROIT ROAD S-210 WESTLAKE, OH, 888-240-0064, EMAIL:SCOTT.LUECKE@HAMMERFINANCIALGROUP.COM, THIS BUSINESS IS AN RIA. NATURE OF BUSINESS:INVESTMENT. INVESTMENT RELATED:YES. TITLE:IAR. DUTIES:ADVISE ON AND SELL ADVISORY PORTFOLIOS. APPROX # OF HOURS PER MONTH DEVOTED TO THIS ACTIVITY:120. # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:120. DATE STARTED:11/8/2012. FINANCIAL INTEREST IN THIS BUSINESS:NO. HOW COMPENSATED:ADVISORY FEES FROM PORTFOLIOS. 3. NAME OF BUSINESS:CLARITY 2 PROSPERITY ADVISORY GROUP, 25651 DETROIT ROAD SUITE 210 WESTLAKE. OH 44145, 888-240-0064, EMAIL: SCOTT.LUECKE@HAMMERFINANCIALGROUP.COM, THIS IS AN FMO. NATURE OF BUSINESS:MARKETING AND FIXED INSURANCE PRODUCTS. INVESTMENT RELATED:YES, TITLE:ADVISOR. DUTIES:MAINLY SERVICING OF CURRENT FIXED CLIENT CONTRACTS. APPROX # OF HOURS PER MONTH DEVOTED TO THIS ACTIVITY:10. # OF HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS:10. DATE STARTED:10/2012. FINANCIAL INTEREST IN THIS BUSINESS:NO. HOW COMPENSATED:COMMISSIONS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-02
S63	Uniform Securities Agent State Law Examination	2000-11-28

S65 Uniform Investment Adviser Law Examination

2008-06-02
S63 Uniform Securities Agent State Law Examination

2000-11-28

Other Names

Scott Randall Luecke

View on SEC IAPD