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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-29
NJ RA APPROVED 2013-03-20
  • TX RA
    APPROVED
    Since 2014-10-29
  • NJ RA
    APPROVED
    Since 2013-03-20

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Short Hills NJ 02/2013 Present
Bank Of America, N.A. Short Hills NJ 07/2013 Present
  • 02/2013 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Short Hills, NJ
  • 07/2013 → Present
    Bank Of America, N.A.
    Short Hills, NJ
Other Businesses

I*3151265Entity Type: N/AName of OBA: P J MAddress: West Caldwell, New JerseyInvestment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 11/10/2025Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney for Parents I*3149294, Entity Type: , Name of OBA: P M, Address: Long Branch, New Jersey, 07740, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/15/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-19
S63 Uniform Securities Agent State Law Examination 2012-09-04
  • S66 Uniform Combined State Law Examination
    2013-03-19
  • S63 Uniform Securities Agent State Law Examination
    2012-09-04

View on SEC IAPD

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