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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-11-13
FL RA APPROVED 2004-11-16
  • TX RA
    APPROVED_RES
    Since 2008-11-13
  • FL RA
    APPROVED
    Since 2004-11-16

Branch Locations

2850 Nw 43Rd St, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gainesville FL 07/2004 Present
Bank Of America, Na Gainesville FL 11/2009 Present
Other Businesses

I*3559267Entity Type: Fiduciary roleName of OBA: Z. J. G.Address: Gainesville, Florida, 32608Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 01/15/2026Number of Hours: 20, YearlyNumber of Hours during trading: 2, YearlyDuties: Executor/Grandparent I*3701279 Entity Type: M/A Name of OBA: Zelda Joyce Gorman Trust = Z J G Trust Address: Gainesville, Florida, 32653 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 02/04/2026 Number of Hours: 15, Monthly Number of Hours during trading: 2, Monthly Duties: Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-12
S63 Uniform Securities Agent State Law Examination 2000-11-07
  • S66 Uniform Combined State Law Examination
    2004-11-12
  • S63 Uniform Securities Agent State Law Examination
    2000-11-07

View on SEC IAPD

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