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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-04-30 |
| TX | RA | APPROVED | 2020-04-30 |
Branch Locations
385 Inverness Parkway Ste 160, Englewood, CO 80112 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Englewood | CO | 05/2008 | 04/2020 |
| Securities America Advisors, Inc. | Englewood | CO | 05/2008 | 04/2020 |
| Lpl Financial Llc | Englewood | CO | 04/2020 | Present |
1)4/30/2020- Quintus Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Englewood, CO- 100% 2)4/30/2020-Quintus Financial Services- Non-Variable Insurance- Agent for term life, permanent life, LTC, TNBC- Inv. Related- Englewood, CO- start date 5/2008- 3hrs/mth 3)5/1/2020-QFS LLC-Business Entity For Tax/Investment Purposes Only- owner with Business partner- Inv. Related- Englewood, CO-start date 5/2011- 10hrs/mth 4)5/1/2020- Streeter Jacob, Inc-Business Entity For Tax/Investment Purposes Only-sole owner- Inv. Related- Englewood, CO - start date 5/2008- 4hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-16 |
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