Anthony Bruce Carr

Current Employers

Carr Wealth Management Llc

Pleasanton, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-10-08

CA RA
APPROVED

Since 2015-10-08

Branch Locations

Pleasanton, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carr Wealth Management Llc	Pleasanton	CA	08/2015	Present
Sole Proprietor	Pleasanton	CA	06/2008	05/2017

08/2015 → Present

Carr Wealth Management Llc

Pleasanton, CA
06/2008 → 05/2017

Sole Proprietor

Pleasanton, CA

Previous Registrations

2002-09-05 → 2015-10-22

Lpl Financial Llc

Dublin, CA

Pleasanton, CA

Pleasanton, CA
2001-02-08 → 2002-10-01

Osaic Fa, Inc.

Walnut Creek, CA

Other Businesses

1.09/23/2021 ANTHONY B. CARR, CERTIFIED PUBLIC ACCOUNTANT,A NON-INVESTMENT RELATED BUSINESS.I WORK APPROXIMATELY 6 TO 10 HOURS PER WEEK FOR A SMALL PLEASANTON CONTRACTOR PERFORMING "CONTROLLER" DUTIES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-11-17
S65	Uniform Investment Adviser Law Examination	1998-11-19

S63 Uniform Securities Agent State Law Examination

2000-11-17
S65 Uniform Investment Adviser Law Examination

1998-11-19

Designations

View on SEC IAPD