Raul Arguilla Sonza

Current Employers

Cabildo Capital Llc

Washington, DC • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-03-31
CA	RA	APPROVED	2020-11-12
MD	RA	APPROVED	2018-07-20
VA	RA	APPROVED	2018-06-28
TX	RA	APPROVED_RES	2018-06-21
LA	RA	APPROVED	2018-06-19
DC	RA	APPROVED	2018-06-08

FL RA
APPROVED

Since 2021-03-31
CA RA
APPROVED

Since 2020-11-12
MD RA
APPROVED

Since 2018-07-20
VA RA
APPROVED

Since 2018-06-28
TX RA
APPROVED_RES

Since 2018-06-21
LA RA
APPROVED

Since 2018-06-19
DC RA
APPROVED

Since 2018-06-08

Branch Locations

Washington, DC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Friel Asset Management Llc	Linthicum	MD	01/2015	05/2018
Cabildo Capital Llc	Washington	DC	05/2018	Present

01/2015 → 05/2018

Friel Asset Management Llc

Linthicum, MD
05/2018 → Present

Cabildo Capital Llc

Washington, DC

Previous Registrations

2015-01-07 → 2017-12-31

Friel Asset Management, Llc

Stevensville, MD

Linthicum, MD
2013-04-03 → 2014-12-22

Td Ameritrade, Inc.

Potomac, MD
2013-04-03 → 2014-12-22

Td Ameritrade Investment Management, Llc

Bethesda, MD
2012-07-27 → 2013-04-11

Citigroup Global Markets Inc.

Washington, DC

New York, NY

Tampa, FL

Long Island City, NY
2009-11-13 → 2012-07-27

Harrisdirect Llc

Arlington, VA
2005-09-28 → 2009-06-19

Morgan Stanley & Co. Llc

New York, NY

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-01
S63	Uniform Securities Agent State Law Examination	2001-10-31

S65 Uniform Investment Adviser Law Examination

2005-07-01
S63 Uniform Securities Agent State Law Examination

2001-10-31

Other Names

Raul Arguilla Sonza
Raul Arguilla Sonza
Michael Sonza
Raul Arguilla Sonza

View on SEC IAPD