Noah A Schwartz

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

NY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Roslyn Heights, NY • United States

1075 Northern Blvd, Roslyn, NY 11576-1681 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	New York	NY	01/2010	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

01/2010 → Present

Fidelity Brokerage Services, Llc

New York, NY
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Roslyn, NY

Roslyn Heights, NY
2013-01-28 → 2018-07-13

Strategic Advisers Llc

New York, NY

Roslyn, NY
2009-01-05 → 2009-09-08

Chicago Investment Group, Llc

New York, NY

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-12
S63	Uniform Securities Agent State Law Examination	2000-10-30

S65 Uniform Investment Adviser Law Examination

2008-04-12
S63 Uniform Securities Agent State Law Examination

2000-10-30

Designations

Other Names

Noah Schwartz
Noah Adam Schwartz

View on SEC IAPD