James Kendell Thompson

Current Employers

Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-05-13

OH RA
APPROVED

Since 2021-05-13

Branch Locations

2000 Auburn Dr # 400, Beachwood, OH 44122 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Bank	Cleveland	OH	09/2015	10/2017
Citizens Securities, Inc.	Cleveland	OH	07/2016	10/2017
Sequoia Financial Group Llc	Beachwood	OH	04/2021	Present
Sequoia Financial Advisors Llc	Beachwood	OH	04/2021	Present
Cbic Private Wealth Management	Cleveland	OH	10/2017	04/2021

09/2015 → 10/2017

Citizens Bank

Cleveland, OH
07/2016 → 10/2017

Citizens Securities, Inc.

Cleveland, OH
04/2021 → Present

Sequoia Financial Group Llc

Beachwood, OH
04/2021 → Present

Sequoia Financial Advisors Llc

Beachwood, OH
10/2017 → 04/2021

Cbic Private Wealth Management

Cleveland, OH

Previous Registrations

2016-07-18 → 2017-09-29

Citizens Securities, Inc.

Cleveland, OH
2007-08-28 → 2015-09-14

Fifth Third Securities, Inc.

Akron, OH

Cleveland, OH
2001-01-01 → 2006-04-18

Natcity Investments, Inc.

Cleveland, OH

Other Businesses

SEQUOIA FINANCIAL GROUP, LLC. 2000 AUBURN DR # 400, BEACHWOOD, OH 44122. WEALTH MANAGEMENT & FINANCIAL PLANNING. INVESTMENT RELATED. START DATE - APRIL 2021. 160 - 200 HOURS PER MO. ALL DURING TRADING HOURS. POSITION - VICE PRESIDENT, FAMILY WEALTH. RECEIVES SALARY AND ELIGIBLE FOR BONUS FROM SEQUOIA FINANCIAL GROUP, LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-10

S66 Uniform Combined State Law Examination

2001-05-10

Other Names

Jim Thompson
James K. Thompson

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