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Richard Anthony Mansour

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-05-02
TX RA APPROVED 2025-05-02
  • AL RA
    APPROVED
    Since 2025-05-02
  • TX RA
    APPROVED
    Since 2025-05-02

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Birmingham AL 04/2011 05/2025
Morgan Stanley Smith Barney Llc Birmingham AL 05/2025 Present
Morgan Stanley Private Bank, N.A New York NY 05/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 05/2003 05/2025
  • 04/2011 → 05/2025
    Bank Of America, N.A.
    Birmingham, AL
  • 05/2025 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 05/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 05/2003 → 05/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-13
S65 Uniform Investment Adviser Law Examination 2000-11-03
  • S66 Uniform Combined State Law Examination
    2000-11-13
  • S65 Uniform Investment Adviser Law Examination
    2000-11-03
Other Names
  • Richard Mansour

View on SEC IAPD

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