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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2006-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spanbauer & Rohan Accounting & Financial Services Llc | Oshkosk | WI | 06/2002 | 11/2018 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2006 | Present |
| Rohan Meier & Morgan Llc | Oshkosh | WI | 11/2018 | Present |
1) NAME OF OTHER BUSINESS: ROHAN MEIER & MORGAN LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING FIRM ; START DATE: 06/23 ; POSITION/TITLE/RELATIONSHIP: NOTARY, CERTIFIED PUBLIC ACCOUNTANT WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, ACCOUNTING, NOTARIAL SERVICES, LIMITED POA FOR TAX AND ACCOUNTING CLIENTS FOR IRS AND OTHER TAX MATTERS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-13 |
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