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Frank L. Banks

Morgan Stanley

Bloomfield Hills, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-07-23
  • MI RA
    APPROVED
    Since 2021-07-23

Branch Locations

40705 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Northville MI 02/2015 11/2016
Wells Fargo Clearing Services, Llc Northville MI 11/2016 07/2021
Morgan Stanley Smith Barney Llc Bloomfield Heights MI 07/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Northville, MI
  • 11/2016 → 07/2021
    Wells Fargo Clearing Services, Llc
    Northville, MI
  • 07/2021 → Present
    Morgan Stanley Smith Barney Llc
    Bloomfield Heights, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-18
  • S66 Uniform Combined State Law Examination
    2000-12-18
Designations
Other Names
  • Frank Banks
  • Frank L. Banks
  • Frank L Banks

View on SEC IAPD

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