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Lisa M Isenhower

Rbc Capital Markets, LLC

Katy, TX

Houston, TX

Houston, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-28
  • TX RA
    APPROVED
    Since 2024-05-28

Branch Locations

Katy, TX • United States

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Houston TX 10/2014 05/2024
Rbc Capital Markets, Llc Houston TX 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-20
S63 Uniform Securities Agent State Law Examination 2000-12-20
  • S65 Uniform Investment Adviser Law Examination
    2018-07-20
  • S63 Uniform Securities Agent State Law Examination
    2000-12-20
Other Names
  • Lisa Margret Reid
  • Lisa Margret Isenhower

View on SEC IAPD

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