Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Loveland | CO | 10/2006 | 11/2017 |
| Lpl Financial Llc | Loveland | CO | 11/2017 | Present |
1. 10/25/2018 - Parallel Financial Advisors - DBA: Parallel Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2018 - 175 Hours Per Month/160 Hours During Securities Trading. 2. 01/22/2019 - ALM Financial - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:12/01/2018 - 1 hr/mo - 1 hour during trading. 3. 3/22/2021 - RUSCHMOORE INVESTMENTS LLC - Investment Related - Loveland CO 80537 - Real Estate Rental - Started 03/18/2021 - 2 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-12 |
| S65 | Uniform Investment Adviser Law Examination | 2000-10-05 |
Reach out to this advisor