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Andrew Larry Moore

LPl Financial LLC

Loveland, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • CO RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

504 N. Garfield Avenue, Loveland, CO 80537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Loveland CO 10/2006 11/2017
Lpl Financial Llc Loveland CO 11/2017 Present
  • 10/2006 → 11/2017
    Investment Centers Of America, Inc.
    Loveland, CO
  • 11/2017 → Present
    Loveland, CO
Previous Registrations
  • 2006-10-11 → 2017-11-29
    Investment Centers Of America, Inc.
    Loveland, CO
    Longmont, CO
  • 2005-07-06 → 2006-10-20
    Chase Investment Services Corp.
    Loveland, CO
    Loveland, CO
  • 2004-04-13 → 2005-07-06
    Banc One Securities Corporation
    Loveland, CO
  • 2001-12-22 → 2003-11-12
    Fort Collins, CO
Other Businesses

1. 10/25/2018 - Parallel Financial Advisors - DBA: Parallel Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2018 - 175 Hours Per Month/160 Hours During Securities Trading. 2. 01/22/2019 - ALM Financial - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:12/01/2018 - 1 hr/mo - 1 hour during trading. 3. 3/22/2021 - RUSCHMOORE INVESTMENTS LLC - Investment Related - Loveland CO 80537 - Real Estate Rental - Started 03/18/2021 - 2 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-12
S65 Uniform Investment Adviser Law Examination 2000-10-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-12
  • S65 Uniform Investment Adviser Law Examination
    2000-10-05

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