Nicole Camille Carson

Current Employers

Employment History

• 10/2011 → 04/2022
  The Vanguard Group, Inc .
  Malvern, PA
• 04/2022 → 12/2022
  Brunch & Budget, Llc
  Brooklyn, NY
• 02/2023 → Present
  2Nd Story Wealth Planners
  Plymouth Meeting, PA
• 03/2024 → Present
  Smartpath, Inc.
  Atlanta, GA
• 10/2023 → Present
  Finra
  Washington, DC

Previous Registrations

• 2022-04-26 → 2022-12-02
  Brunch & Budget, Llc
  Plymouth Meeting, PA
  Brooklyn, NY
• 2015-02-10 → 2022-04-05
  Vanguard Advisers, Inc.
  Malvern, PA

Other Businesses

(1) Name: FINRA. Investment-related: Yes. Address: 1700 K Street, NW, Washington, DC 20006. Nature: Customer complaint arbitration. Position/Title: Arbitrator. Start Date: 10/2023. Approximate Number of Hours Per Month: 1-5. Approximate Number of Hours Per Month During Securities Trading Hours: 1-5. Duties: Participate in arbitration panels to hear and decide disputes between opposing parties. (2) Name: SmartPath, Inc. Investment-related: No. Address: 2451 Cumberland Pkwy SE, Suite 3608, Atlanta, GA 30339. Nature: Financial literacy and wellness. Position/Title: Financial Coach. Start Date: 3/2024. Approximate Number of Hours Per Month: 30-40. Approximate Number of Hours Per Month During Securities Trading Hours: 30-40. Duties: Provide clients of SmartPath with coaching on budgeting, managing and paying down debt, homebuying, car buying, and general financial organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-09
• S63 Uniform Securities Agent State Law Examination
  2004-02-17

Designations

Other Names

• Nicole C Proctor
• Nicole Camille Proctor
• Nicole Carson
• Nicole C Carson
• Nicole Camille Vargas