Jayson James Capling

Current Employers

Employment History

• 03/2011 → 12/2016
  U.S. Bancorp Investments, Inc.
  Maysville, KY
• 12/2016 → 07/2025
  Lpl Financial, Llc
  Grayson, KY
• 07/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Grayson, KY

Previous Registrations

• 2016-12-07 → 2025-07-24
  Lpl Financial Llc
  Grayson, KY
  San Diego, CA
  Grayson, KY
• 2011-04-04 → 2016-12-08
  U.S. Bancorp Investments, Inc.
  Augusta, KY
  Morehead, KY
  Morehead, KY
  Maysville, KY
  Flemingsburg, KY
  Maysville, KY
  Walton, KY
  Shelbyville, KY
  Falmouth, KY
  Carrollton, KY
  Morehead, KY
  Falmouth, KY
  Carrollton, KY
  Walton, KY
  Verona, KY
• 2007-02-12 → 2011-04-06
  Edward Jones
  Flatwoods, KY

Other Businesses

1) 11/09/2016 - RC Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/04/2016 - 160 hr/mth 2) 11/06/2024 - A+ Roofing and Exteriors - Jayson Capling - Other - Construction/roofing - Referral - Not Investment Related - Home Based - Start Date 11/08/2024 - 12 Hours Per Month/ 1 Hour During Trading 3) CANINE COMPANION CARE LLC ; INV RELATED;GRAYSON,KY; BOARDING/DAYCARE FOR DOGS;50% OWNERSHIP; START DATE: 07/28/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2007-02-03
• S63 Uniform Securities Agent State Law Examination
  2000-12-09