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Current Employers
Hfa Investments, Llc

3340 Peachtree Road Ne Suite 350, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-04-29
  • GA RA
    APPROVED
    Since 2025-04-29

Branch Locations

Dunwoody, GA • United States

Src Wealth Advisors Llc

Dunwoody, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-06-25
  • GA RA
    APPROVED
    Since 2015-06-25

Branch Locations

Dunwoody, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Src Wealth Advisors Llc Atlanta GA 05/2015 Present
Hfa Investments, Llc Atlanta GA 02/2025 Present
Previous Registrations
  • 2012-02-10 → 2015-04-13
    Atlanta, GA
    Atlanta, GA
  • 2010-10-29 → 2012-02-22
    Barclays Capital Inc.
    Atlanta, GA
  • 2007-07-16 → 2010-11-05
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
S63 Uniform Securities Agent State Law Examination 2004-02-05
  • S66 Uniform Combined State Law Examination
    2007-07-09
  • S63 Uniform Securities Agent State Law Examination
    2004-02-05

View on SEC IAPD

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