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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-04 |
Branch Locations
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
9160 Forum Corporate Parkway Suite 350, Fort Myers, FL 33905 • United States
401 Cattlemen Road Suite 306, Sarasota, FL 34232 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sarasota | FL | 08/2013 | 06/2019 |
| Kestra Investment Services, Llc | Sarasota | FL | 06/2019 | 03/2023 |
| Kestra Advisory Services, Llc | Sarasota | FL | 06/2019 | 03/2023 |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 03/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2023 | Present |
| Retirement Income Source Of Sarasota | Sarasota | FL | 03/2023 | Present |
| Retirement Income Source Of Sw Florida | Fort Myers | FL | 04/2024 | Present |
1) PKS Securities - Investment related. At registered location. Brokerage services. Agent. Sales of Individual securities, mutual funds and variable annuities. Start date: 03/2023. This encompasses approximately 5% of business hours. 2) Retirement Income Source of Sarasota. Investment related. At registered location. Agent. Fixed / Life Insurance and Income Tax concierge services. Start 03/2023. This encompasses approximately 40% of business hours. 3) Retirement Income Source of SW Florida. Investment related. At registered location. Agent. Fixed / Life Insurance and Income Tax concierge services. Start 04/2024. This encompasses approximately 40% of business hours. 4) Health Markets. Non-Investment-related. At registered location. Sales of Health Insurance products. Agent. Start: 06/2019. This encompasses approximately 15% of business hours. 5) Pretty Farm Girl LLC. Not investment-related. Located at 14295 Mossy Oak Lane, Myakka City, FL 34251. Skincare Manufacturer. Co-Owner. Start: 2018. This does not encompass any business hours. 6) Retirement Income Source. Investment related. At registered location. Franchise Owner. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. Start 03/2023. This encompasses 0 business hours. 7) Keel Property Group LLC. Investment related. 14295 Mossy Oak Lane, Myakka City, FL 34251. Real Estate Holding Company. Member. Start Date: 06/28/2024. 4 hrs/ month; none during trading hours. Overseeing the financial statis and implementing real estate transactions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-30 |
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