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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-04
  • FL RA
    APPROVED
    Since 2023-04-04

Branch Locations

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

9160 Forum Corporate Parkway Suite 350, Fort Myers, FL 33905 • United States

401 Cattlemen Road Suite 306, Sarasota, FL 34232 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sarasota FL 08/2013 06/2019
Kestra Investment Services, Llc Sarasota FL 06/2019 03/2023
Kestra Advisory Services, Llc Sarasota FL 06/2019 03/2023
Sound Income Strategies Llc Fort Lauderdale FL 03/2023 Present
Purshe Kaplan Sterling Investments Albany NY 04/2023 Present
Retirement Income Source Of Sarasota Sarasota FL 03/2023 Present
Retirement Income Source Of Sw Florida Fort Myers FL 04/2024 Present
  • 08/2013 → 06/2019
    Ameriprise Financial Services, Inc.
    Sarasota, FL
  • 06/2019 → 03/2023
    Kestra Investment Services, Llc
    Sarasota, FL
  • 06/2019 → 03/2023
    Sarasota, FL
  • 03/2023 → Present
    Fort Lauderdale, FL
  • 04/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 03/2023 → Present
    Retirement Income Source Of Sarasota
    Sarasota, FL
  • 04/2024 → Present
    Retirement Income Source Of Sw Florida
    Fort Myers, FL
Previous Registrations
  • 2019-07-05 → 2023-04-06
    Austin, TX
    Sarasota, FL
  • 2013-09-04 → 2019-06-24
    Sarasota, FL
  • 2012-05-21 → 2013-08-30
    First Allied Advisory Services, Inc.
    Sarasota, FL
  • 2005-05-04 → 2012-07-02
    First Allied Securities, Inc.
    Pas Christian, MS
    Sarasota, FL
    San Juan Capistrano, CA
Other Businesses

1) PKS Securities - Investment related. At registered location. Brokerage services. Agent. Sales of Individual securities, mutual funds and variable annuities. Start date: 03/2023. This encompasses approximately 5% of business hours. 2) Retirement Income Source of Sarasota. Investment related. At registered location. Agent. Fixed / Life Insurance and Income Tax concierge services. Start 03/2023. This encompasses approximately 40% of business hours. 3) Retirement Income Source of SW Florida. Investment related. At registered location. Agent. Fixed / Life Insurance and Income Tax concierge services. Start 04/2024. This encompasses approximately 40% of business hours. 4) Health Markets. Non-Investment-related. At registered location. Sales of Health Insurance products. Agent. Start: 06/2019. This encompasses approximately 15% of business hours. 5) Pretty Farm Girl LLC. Not investment-related. Located at 14295 Mossy Oak Lane, Myakka City, FL 34251. Skincare Manufacturer. Co-Owner. Start: 2018. This does not encompass any business hours. 6) Retirement Income Source. Investment related. At registered location. Franchise Owner. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. Start 03/2023. This encompasses 0 business hours. 7) Keel Property Group LLC. Investment related. 14295 Mossy Oak Lane, Myakka City, FL 34251. Real Estate Holding Company. Member. Start Date: 06/28/2024. 4 hrs/ month; none during trading hours. Overseeing the financial statis and implementing real estate transactions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-03
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S65 Uniform Investment Adviser Law Examination
    2005-05-03
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30

View on SEC IAPD

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