Robert F. Schmocker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-10
WI	RA	APPROVED	2025-07-10

TX RA
APPROVED

Since 2025-07-10
WI RA
APPROVED

Since 2025-07-10

Branch Locations

Mauston, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Mauston	WI	10/2004	07/2025
Lpl Financial Llc	Mauston	WI	07/2025	Present

10/2004 → 07/2025

Next Financial Group Inc

Mauston, WI
07/2025 → Present

Lpl Financial Llc

Mauston, WI

Previous Registrations

2004-10-14 → 2025-07-10

Next Financial Group, Inc.

Mauston, WI

Other Businesses

1- 07/2025 - Robert Schmocker - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 10/05/2004 - 10 hours per month/ 0 hours during trading 2- 07/2025 - Robert Schmocker - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/05/2004 - 5 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-23
S63	Uniform Securities Agent State Law Examination	2000-11-06

S65 Uniform Investment Adviser Law Examination

2023-02-23
S63 Uniform Securities Agent State Law Examination

2000-11-06

View on SEC IAPD