Dale Scott Lam

Current Employers

Strategent Financial, Llc

185 Neff Avenue Suite 102, Harrisonburg, VA 22801 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-30
VA	RA	APPROVED	2008-09-10

TX RA
APPROVED

Since 2019-01-30
VA RA
APPROVED

Since 2008-09-10

Branch Locations

185 Neff Avenue, Suite 102, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Strategent Financial, Llc	Harrisonburg	VA	07/2008	Present

07/2008 → Present

Strategent Financial, Llc

Harrisonburg, VA

Other Businesses

Dale S. Lam, through the Dale S. Lam Revocable Trust, is a member of Lam Development, LC, a real estate limited liability company that owns a commercial office building in Harrisonburg, Virginia. The property is rented to tenants, including Strategent Financial, LLC. Mr. Lam's duties include occasional correspondence with tenants, communication with vendors that assist in the maintenance of the building, and submission of accounting records to a tax professional for income tax preparation. This is not an investment related business and Mr. Lam has owned his interest in this entity since 1994. This activity consumes approximately 1 hour of Mr. Lam's time per month, generally during normal trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-05-02

S65 Uniform Investment Adviser Law Examination

2008-05-02

Designations

View on SEC IAPD