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Lim Leigh

Wells Fargo Clearing Services, LLC

Miami, FL

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-24
TX RA APPROVED 2022-03-07
CA RA APPROVED 2007-04-16
  • FL RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED
    Since 2022-03-07
  • CA RA
    APPROVED
    Since 2007-04-16

Branch Locations

Miami, FL • United States

2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 Present
Previous Registrations
  • 2003-05-20 → 2007-04-18
    U.S. Bancorp Advisors, Llc
    San Francisco, CA
    San Francisco, CA
    South San Francisco, CA
    San Francisco, CA
    Oakland, CA
    Walnut Creek, CA
    Berkeley, CA
    Danville, CA
    Oakland, CA
    San Ramon, CA
    Walnut Creek, CA
  • 2002-11-26 → 2003-05-23
    Banc Of America Investment Services, Inc.
    Sunnyvale, CA
  • 2001-03-23 → 2002-08-13
    Banc Of America Securities Llc
    San Francisco, CA
Other Businesses

LOAN, INV RELATED, SEATTLE, WA, START: 2/4/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2000-12-08
Other Names
  • Christopher Lim Leigh

View on SEC IAPD

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