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Henrico, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Healthcare | San Diego | CA | 05/2004 | 01/2018 |
| Humana | San Diego | CA | 05/2004 | 01/2018 |
| Kaiser | San Diego | CA | 05/2004 | 01/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | San Diego | CA | 03/2017 | 01/2018 |
| Waddell & Reed Inc | San Diego | CA | 03/2017 | 12/2017 |
| Allegis Advisor Group | South Jordan | UT | 01/2018 | 04/2019 |
| Principal Life Insurance Company | San Diego | CA | 04/2019 | 10/2019 |
| Principal Securities Incorporated | San Diego | CA | 04/2019 | 10/2019 |
| Self Employed | San Diego | CA | 11/2019 | 11/2020 |
| Guardian Life Insurance Company | San Diego | CA | 11/2020 | Present |
| Park Avenue Securities | San Diego | CA | 04/2022 | 03/2024 |
| Stirlingshire Investments | Nyc | NY | 03/2024 | 12/2024 |
| Sphinx Investments Llc | Richmond | VA | 12/2024 | Present |
Outside Insurance Sales, Start date: 11/25/2020, Address: 9920 Pacific Heights Blvd, Ste. 105 San Diego, CA 92121, 8-10 total hours per month and 8-10 total hours during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-21 |
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